Keyword: regulation

71 results found
ABCP fines ‘no deterrent’

While the majority of retail asset backed commercial paper investors got 100% of their principal investment back, many believe the firms that sold ABCP have received little more than a slap on the wrist in their settlement with securities regulators. Members of the ABCP Retail Owners Committee argue the $138.8 million in penalties were far […]

  • By: Mark Noble
  • December 22, 2009 September 13, 2019
  • 00:00