SEC Page 2

Keyword: SEC

17 results found
ETFs and the risks of connectivity

As ETFs hit new milestones, regulatory scrutiny heats up.

  • October 29, 2015 September 13, 2019
  • 12:35
Active ETFs: The setback

U.S. regulator rejects proposal for non-transparent ETF. What now?

  • October 29, 2014 September 13, 2019
  • 21:36
How Transparency Killed Wall Street

“…substituting NMS and regulatory police for Dictum Meum Pactum was a bad trade…"

  • October 4, 2010 September 13, 2019
  • 12:51
Removal of Uptick Rule: Perfect Storm

"It just may be that the suddenly electronic NYSE, stripped of its uptick rule, faced more efficiency than it could handle."

  • September 27, 2010 September 13, 2019
  • 16:01
The Transparency Fallacy

Part Two: How the SEC caused the flash crash.

  • September 20, 2010 September 13, 2019
  • 09:06
How the SEC Caused the Flash Crash

May 6th crash was a foreseeable concatenation of only a few elements..

  • September 13, 2010 September 13, 2019
  • 06:00
Market Collapse Heads Into Round Two

Goldman yet another blow to reputation of U.S. investment industry.

  • April 19, 2010 September 13, 2019
  • 14:41